How to Properly Record Workplace Violations for Health and Safety Compliance

By Marcelo III Saplagio, RN - May 11, 2023
How to Properly Record Workplace Violations for Health and Safety Compliance

Proper documentation is essential in ensuring that the workplace is compliant with health and safety regulations. When it comes to workplace violations, it's important to have a clear and organized system for recording incidents.

In this article, we'll cover the steps on how to properly record workplace violations. These steps include:

1. Understanding what constitutes a workplace violation

2. Identifying the details to record

3. Creating a workplace violation report

4. Reviewing and storing workplace violation reports

Understanding what constitutes a workplace violation is the first step in properly recording incidents. Workplace violations can range from minor infractions to serious safety hazards. Examples of workplace violations include failure to wear appropriate personal protective equipment, improper handling of hazardous materials, and failure to follow safety protocols.

Once a workplace violation has been identified, it's important to record all the relevant details. This includes the date and time of the incident, the location, the individuals involved, and any witnesses. Additionally, it's important to document the specific violation and any actions taken to rectify the situation.

Creating a workplace violation report is the next step in the documentation process. This report should include all the details identified in the previous step, as well as any supporting documentation such as photos or witness statements. The report should also include the signature of the person recording the violation.

Finally, reviewing and storing workplace violation reports is crucial in maintaining compliance. These reports should be reviewed regularly to identify any trends or recurring issues. They should also be stored in a secure location that is easily accessible to those who need to review them.


By following these steps, you can ensure that workplace violations are properly documented and addressed. This not only helps maintain compliance with health and safety regulations but also promotes a safe and healthy work environment for all employees.


Let's say you witnessed a workplace violation, what do you do? As an employee, you have a right to report any violation of safety regulations or policies that you observe in your workplace. Not only does reporting violations help to protect your safety, but it also protects the safety of your colleagues.

Workplace violations can come in many forms, such as unsafe working conditions, improper use of equipment, or failure to follow safety procedures. These violations can put workers at risk of injury, illness, or even death.


To ensure that these violations are properly addressed and corrected, it's crucial to document them in detail. This documentation can serve as evidence of the violation and can help to prevent future incidents. It's also important to report the violation to the appropriate person or department within your organization.

When documenting a workplace violation, it's important to include the following information:

1. Date, time, and location of the violation

2. Description of the violation

3. Names of any witnesses or individuals involved

4. Any photographs or other visual evidence

It's also important to keep in mind that documenting workplace violations is protected under whistleblower laws. This means that you cannot be retaliated against for reporting violations, and your employer cannot terminate your employment or take any other adverse actions against you for reporting a violation.


ExcelinSafety software provides a comprehensive solution for recording workplace violations. With its user-friendly interface and customizable features, it makes it easy to report and track safety violations within an organization. The software can be configured to match the specific safety requirements of a company.  ExcelinSafety software makes it easy to track the status of a violation and ensures that corrective action is taken promptly. By automating the process of recording violations, ExcelinSafety software makes it easy to connect all the stakeholders involved in maintaining a safe and healthy work environment, from the front-line employees to the management team.








PROMO!! Basic Edition for Only ₱ 0.00

✅Employee Profile Management 

✅Upload Employees Files 

✅Monitor Manning Deployment  

✅Monitor Employees Violation 

✅Training, Seminars and Drills 

✅Consultation and Treatment 

✅HSSE Program Recording

✅Leave Entry

✅Medical Assistance Entry

✅Accident Entry

✅With Read-only Database

✅Max Record up to 99k

✅Mortality and Morbidity

✅OSH Dashboard  and KPI

✅Health Declaration Form